Gray

"Reg NMS works in the U.S. because of the investment in linkage among the markets and the ECNs."

– Roel Campos, SEC Commissioner

 

FLEXIBLE TECHNOLOGY SOLUTIONS

The experienced staff at OES MarketGroup® can provide a wide array of services to your firm. Let OES fill the gap with custom solutions to simplify your firm's relationship with trading and market access technology.

FIX Services

OES offers FIX services to reduce your firms time-to-market and increase operating efficiency. Our FIX hub provides established connectivity to dozens of liquidity destinations. A single connection to OES gives your firm the ability to reach dozens of market-centers. Risk management is available to all OES client connections via our proprietary Risk Century® technology.

Our professional staff can develop custom applications, clearing tools, and fix translators to address your firm's needs.

Compliance and End of Day Services

OES can reduce the burden of Compliance and End of Day processes for your firm.

Services we provide include:

  • Creation and transmission of trade clearing files to your clearing firm(s).
  • Creation, transmission, and monitoring of OATS files for FINRA and OTS files for SEC compliance reporting
  • Creation and transmission of daily trade activity files and compliance reports
  • Daily importation of Easy-to-Borrow lists, Positions and Balance files from your clearing agent